About the firm

A single-partner advisory practice — with a fifteen-year research heritage behind it.

Swisstocks was founded in Nyon in 2011 as a research project publishing free fact sheets on unlisted Swiss small and mid caps — mostly in the energy sector. Over fifteen years, more than seventy portraits were written in a uniform, source-disciplined pattern.

Today, Swisstocks operates as an independent risk-consultancy boutique, focused on Governance, Risk and Regulatory Compliance for medium-sized Swiss banks — cantonal, private, foreign-owned or digital. The research archive remains public as reference material.

The practice is deliberately senior and small: every mandate is scoped, delivered and defended by the same person. No sub-contracting, no billed juniors, no handover risk.

Operating principles

01

Senior delivery only

One senior consultant, from scoping to sign-off. No pyramids.
02

Regulator-fluent

Frameworks that speak the language of FINMA, internal audit and the Board.
03

Findings-defensible

Every deliverable withstands four-eyes review and audit challenge.
04

Discreet

NDAs on day one. Client work is never referenced without written consent.
05

Independent

No audit conflicts. No product tie-ins. No commissions.